WebApr 1, 2024 · Saxony Capital Management, LLC is a firm based out of Saint Louis, Missouri. It has offices in 21 locations and a total of six advisors. It administers $370 million in assets under management between its 845 accounts, making it one of the bigger firms in the nation by assets under management. WebExperienced Head Of Compliance with a demonstrated history of working in the financial services industry. Skilled in Corporate Advisory, Equity and Debt capital markets, …
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WebIAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators An official website of the United States Government . hidden text ... SAXONY SECURITIES, INC. CRD#: 115547 119 WASHINGTON AVENUE SUITE 400 MIAMI BEACH, FL 33139 . 0 . Disclosures . 25 Years of Experience . 9 Firms . 5 . Examinations ... WebA brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers ... Web/ securities, commodity contracts, and other financial investments and related activities / other financial investment activities / australia / new south wales / sydney / wollemi … ly \\u0027til